Risk
Capital Markets Third Party Risk Management Function Stand-up
Enhancement Third Party Risk Management & Audit Remediation for Fortune 50 Financial Services Institution
The Client’s Capital Markets division encountered significant third-party risk exposure due to an increasing number of relationships with counterparty suppliers and vendors. The Client lacked a comprehensive third-party risk management function to support key activities across the third-party lifecycle phases, and stakeholder support was only provided through decentralized, ad hoc activities. Additionally, to reduce third-party risk exposure, remediate outstanding findings, and ensure compliance with new enterprise standards, the Client required efficient and effective measurement and monitoring of third-party risk factors, aligned with industry standards and best practices. Client sought expertise and support from Reference Point (RP) to establish and implement a comprehensive third-party risk management function and strategy to mitigate key risks to the business and technology, by ensuring supplier alignment to existing third-party risk policies and standards. Reference Point facilitated the development of a new divisional third-party process and procedure and an implementation roadmap to achieve division-wide adoption.
Customer Master Data Management Solution Development
Customer MDM Vendor Selection & Solution Architecture
StrategyHome Loans Organization & End-to-End Process Strategic Assessment
Increased Efficiency and Profitability Across the Loan Origination Lifecycle
RiskAnti-Money Laundering Review Backlog Acceleration
Remediation of Enhanced Due Diligence Review Processes
Sample Case Studies
Customer Master Data Management Solution Development
Data Customer MDM Vendor Selection & Solution Architecture for Mid-Size Financial Services Firm
Data Governance Issue Remediation & Divisional Program Roll-out
Data Data Management Strategic Assessment & Key Findings Resolution for U.S Mortgage Lender
Data Governance Maturity Progression
Data Enhanced Compliance with Industry Data Management Standards for Fortune 50 Financial Services Institution
CISO Dashboard
Risk Data Technology Actionable Insights from Unified & Interactive InfoSec Environment Data for U.S. Bank Cooperative
Operational Processing Orchestration and Automation
Data Technology Improved Orchestration of Automated Data Processing Cycles for Large Wholesale Lender
End-to-End Services, Working Together
We approach every engagement with our client in mind—creating solutions that are tailored to fit the task at hand. Our interrelated services offerings address a wide range of client needs. Whether a company is looking to solve a problem or capitalize on an opportunity, we can help them to achieve and exceed their goals—effectively and efficiently.